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Combing powerful search features with exclusive content, LIVEDGAR is the premier online securities research platform for locating and researching filings associated with the Investment Company Act of 1940.
As mandated by the Investment Company Act of 1940, all investment companies must file registrations and periodic reports with the SEC as part of required disclosure of their financial condition, investment policies and operations. LIVEDGAR's comprehensive collection of Investment Company Act of 1940 filings includes registration statements such as Form N1-A and Form N-3, post-effective amendments such as Form 485 and Form POSAMI, and periodic reports such as NSAR and N-30D.
To find disclosures associated with a company or fund that files under the Investment Company Act of 1940 start with LIVEDGAR's Company/Ticker search feature. Simply enter the company name or ticker symbol and press submit to return a complete listing of all related SEC filings including Investment Company Act of 1940 filings. From the listing of results, LIVEDGAR provides options to view, print, save and e-mail the filing in its entirety.
For more complex research, leverage LIVEDGAR's powerful full-text search capabilities to conduct research by specifying any Investment Company Act of 1940 filing, as well as by using keywords, CIK, date, ticker, state of incorporation, exchange and many other parameters. In fact, there are dozens of search fields, drop down lists, and check boxes to ensure you'll find what you need quickly and easily.
For ease of use, LIVEDGAR is unmatched in the industry and users will be assured of simplified Investment Company Act of 1940 research that yields quick and accurate results.
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